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'Dream Team' remisiers fined by MAS
Fri, Sep 12, 2008
The Straits Times

By Goh Eng Yeow

TWO brokerage dealers at high-profile brokerage UOB Kay Hian have been fined $5,000 each for failing to disclose that they were also directors and substantial shareholders of other firms.

Remisiers David Loh and Han Seng Juan - nicknamed the 'Dream Team' for their stock trading success and for helping China firms list here - committed the breaches between May last year and February.

Both men - they are cousins - were executive directors of UOB Kay Hian, Singapore's largest brokerage, until July last year.


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